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Securities Investigations and Enforcement Newsletter – April 2026

By Jay Dubow, Ghillaine Reid, Keith J. Barnett, Dominic Cervoni, Joanna Cline, Nicole Edmonds, Seth Erickson, John Ford, Genna Garver, Tim Mast, Megan Rahman, Thomas Rose, Michael A. Schwartz, Casselle Smith, Shona Smith, Peter Villar, Mary Weeks, John West, Valerie Holder, Brian Nichilo, Lisa Reidy, Bianca DiBella, Erica Dressler, Katie Hancin, Sophia Harmelin, Isabela Herlihy, Jason Langford, Millie Krnjaja, George Phelan, Codi Royall & Taylor Williams on

Troutman Pepper Locke’s Securities Investigations and Enforcement team counsels and defends clients through all stages of securities enforcement proceedings. Our attorneys have served in key government agencies and regulatory bodies…

State AGs Turn Up the Heat on Payment Processors Over Unauthorized E‑Cigarette Sales

By Agustin Rodriguez, Richard Zack & Michael Jordan

State AGs Back FTC’s Proposed Rule on Rental Junk Fees

By Troutman Pepper Locke State Attorneys General Team
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SCOTX Clarifies Standards for Challenging Civil Investigative Demands

By Troutman Pepper Locke State Attorneys General Team
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Illinois AG Defends State’s Interchange Fees Prohibition and Data Usage Limitation on Appeal

By Troutman Pepper Locke State Attorneys General Team

State Attorneys General and Continued Enforcement Against ‘Junk Fees’ in 2026

By Clayton Friedman, Ashley L. Taylor, Jr., Namrata Kang & Kyara Rivera Rivera
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AI State Regulatory Frontiers: Predictive, Generative, and Agentic Risk

By Ashley L. Taylor, Jr.

StubHub to Refund $10M in ‘Junk Fees’ as Part of Latest FTC Settlement

By Clayton Friedman & Namrata Kang

SEC FY 2025 Enforcement Results Reveal Changing Priorities From Record Numbers to Investor Protection

By Jay Dubow & Ghillaine Reid

Navigating Multistate State AG Investigations: From First CID to Final Settlement

By Clayton Friedman & Jessica Birdsong

Michigan Federal Court Narrows Roku Privacy Suit to COPPA Claims

By Troutman Pepper Locke State Attorneys General Team & Shelby Dolen

California AG Files Lawsuit Against Individuals and Charities for Allegedly Operating and Profiting from Fraudulent Fundraising Opportunities

By Troutman Pepper Locke State Attorneys General Team

Center for Vein Restoration Enters Into $4M False Claims Act Settlement With States and Federal Government

By Troutman Pepper Locke State Attorneys General Team & Sydney Goldberg
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