Key Points
The U.S. Supreme Court in Sripetch v. SEC held that the SEC may obtain disgorgement of a violator’s net profits without proving that investors suffered pecuniary loss.
The…
Reviewing, analyzing, and navigating compliance, enforcement, investigation, and litigation developments and trends in the state and federal regulatory landscape
Key Points
The U.S. Supreme Court in Sripetch v. SEC held that the SEC may obtain disgorgement of a violator’s net profits without proving that investors suffered pecuniary loss.
The…
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